Being experts is a given. Being experts that treat your business as our own is rare.
We provide expert guidance on regulatory compliance for AFSL and ACL holders. We are known for taking a commercial approach to complex regulatory issues and providing our clients with the confidence that their compliance obligations are not only being met but representing best practice. Our work focuses on support for financial planners, wealth advisers, fund managers, credit brokers and accountants.
We are a team driven by values and motivated by the best outcomes.
Head of Operations & Brand
Founder & Head of Legal
Kate Le Gallez
Head of People & Platform
Posted July 22, 2021
Posted By Meghann Cannon
ASIC releases reference checking protocol ahead of 1 October roll-out
Prepared by Jodi Ainsworth. The new reference checking requirements, which will come into effect from… Read More
Digital Compliance Platform (DCP)
Our Digital Compliance Platform allows us to scale expert legal advice and deliver it to any business that places an importance upon “doing the right thing”. Providing everything required to fulfil your regulatory obligations means our platform is best in class for any business looking to simplify their compliance.
If you would like more information about our DCP and how it can make things easier for you, fill out the form and we will be in touch ASAP.