We aim to make compliance easy so your business can grow.

About Us

Being experts is a given. Being experts that treat your business as our own is rare.

We provide expert guidance on regulatory compliance for AFSL and ACL holders. We are known for taking a commercial approach to complex regulatory issues and providing our clients with the confidence that their compliance obligations are not only being met but representing best practice. Our work focuses on support for financial planners, wealth advisers, fund managers, credit brokers and accountants.

Our Team

We are a team driven by values and motivated by the best outcomes.

  • Jodi Ainsworth

    Senior Lawyer

  • Meghann Cannon

    Head of Operations & Brand

  • Catherine Evans

    Founder & Head of Legal

  • Natalia Fetisova

    Senior Consultant

  • Cath Finnis

    Client Manager

  • Kate Le Gallez

    Senior Lawyer

  • Lisa Sculley

    Senior Lawyer

  • Adam Trengove

    Head of People & Platform

  • Justin Mitchell

    Non-executive Director

Journal

Posted November 23, 2021

Posted By Meghann Cannon

ROA and Foundation SOA Update from ASIC

Prepared by Catherine Evans ASIC has issued further guidance on when ROAs can be used.… Read More

DCP

Digital Compliance Platform (DCP)

Our Digital Compliance Platform allows us to scale expert legal advice and deliver it to any business that places an importance upon “doing the right thing”. Providing everything required to fulfil your regulatory obligations means our platform is best in class for any business looking to simplify their compliance.

If you would like more information about our DCP and how it can make things easier for you, fill out the form and we will be in touch ASAP.

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