Being experts is a given. Being experts that treat your business as our own is rare.
We can provide expert guidance on financial services, credit and payments regulation, AML-CTF/KYC and privacy laws. We are known for taking a commercial approach to complex regulatory issues. We love working with all sectors of the financial advice industry particularly; financial planners, fund managers, credit brokers and accountants.
We are a team driven by values and motivated by the best outcomes.
Head of Operations & Brand
Founder & Head of Legal
Kate Le Gallez
Head of People & Platform
Posted April 22, 2021
Posted By Meghann Cannon
New disciplinary system and registration requirements for financial advisers
Prepared by Kate Le Gallez & Catherine Evans. The Government has released draft legislation to… Read More
Digital Compliance Platform (DCP)
Our Digital Compliance Platform allows us to scale expert legal advice and deliver it to any business that places an importance upon “doing the right thing”. Providing everything required to fulfil your regulatory obligations means our platform is best in class for any business looking to simplify their compliance.
If you would like more information about our DCP and how it can make things easier for you, fill out the form and we will be in touch ASAP.