Being experts is a given. Being experts that treat your business as our own is rare.
We can provide expert guidance on financial services, credit and payments regulation, AML-CTF/KYC and privacy laws. We are known for taking a commercial approach to complex regulatory issues. We love working with all sectors of the financial advice industry particularly; financial planners, fund managers, credit brokers and accountants.
We are a team driven by values and motivated by the best outcomes.
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Founder & Head of Legal
Head of People & Platform
Posted November 25, 2020
Posted By Meghann Cannon
The REST settlement – your obligations to consider ESG principles in investment strategy and advice
Prepared by Rosie Jervis. The settlement of a case brought against REST by a super… Read More
Digital Compliance Platform (DCP)
Our Digital Compliance Platform allows us to scale expert legal advice and deliver it to any business that places an importance upon “doing the right thing”. Providing everything required to fulfil your regulatory obligations means our platform is best in class for any business looking to simplify their compliance.
If you would like more information about our DCP and how it can make things easier for you, fill out the form and we will be in touch ASAP.