Kit Legal is here to put your mind at ease and this is how.

Can you see the advantages of holding your own AFS Licence but have concerns about the work and financial outlay of acquiring the licence and the ongoing cost of compliance?

Fixed Fee Pricing

Our work on your AFSL application will be done for a fixed fee, quoted prior to beginning the process. Our fees for the AFSL application are typically $16,500 (ex GST) depending on the required authorisations. The only additional cost is any ASIC fees and charges (and we can usually give you an indicative cost for these).

Payment is staged to assist with your cashflow; initial payment is on completion of your draft documents, second payment is when your application is lodged with ASIC and your final payment isn’t due until ASIC issues your licence.

Full Application Guidance

We provide total guidance around the process of applying for your AFSL.

This includes; advice on the entity to hold the AFSL, advising who to put forward as responsible managers, preparing the application including all supporting proofs and documents, preparing customised policies and procedures, and privacy and AML compliance plans to meet obligations plus dealing with ASIC requisitions and queries.

Ongoing Compliance Support

Kit Legal specialises in providing ongoing compliance support for AFSL holders. Provided by our expert financial services lawyers and offered as packages on an annual subscription basis, paid in 12 equal monthly instalments to assist with your business cash flow. Packages start at $1150 per month (ex. GST).

Tailored Compliance Packages

As part of our compliance package offering, your business is provided with access to our bespoke online compliance platform containing; a personalised dynamic task list for compliance tasks, all required registers, policies and procedures that are amended to reflect changes in regulation, reviewed and maintained template documents and a newsfeed to keep you updated on the latest in financial services, AML and privacy.

The package also includes quarterly compliance meetings, fully prepared and chaired by one of our team of lawyers and a legal help desk for any ad-hoc financial services related queries or issues that may arise.

Additional compliance related services such as comprehensive file or independent AML program reviews, can be added to your package subscription or completed for an additional fixed fee. We happily tailor the package to suit your specific business requirements.

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Meet our legal team.

  • Meghann Cannon

    Head of Operations & Brand

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  • Catherine Evans

    Founder & Head of Legal

  • Adam Trengove

    Head of People & Platform

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Kit Legal combines law and tech to help highly regulated businesses.
Our team has the proven ability to look after the commercial needs of our clients within the context of understanding their regulatory obligations.

Our team of lawyers are passionate about financial services and can provide expert guidance on:

  • AML/KYC & Privacy
  • Financial Services
  • Credit & Payments Regulation

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