Done right, without the stress.
Can you see the advantages of holding your own Australian Financial Services Licence but have concerns about the work and financial outlay of acquiring the licence and the ongoing cost of compliance?
We can help!
"The efforts of the Kit Legal team meant that obtaining the necessary regulatory approvals for our business was a pain free process. I would throughly recommend Kit Legal."
- Karl Margrain, MD Payleadr
Fixed Fee Pricing
Our work on your AFSL application will be done for a fixed fee, starting at $10,000 (ex GST) dependent on the required authorisations. The only additional cost is an ASIC fee and for this we can usually give you an indicative costing.
Payment is staged at three milestones to assist with your cashflow. Your final payment isn’t due until ASIC issues your licence.
Full Application Guidance
Our legal team provide total guidance around the process of applying for your AFSL.
This includes; advice on the entity to hold the AFSL and structuring, advising who to put forward as responsible managers, preparing the application including all supporting proofs and documents, preparing customised policies and procedures, plus privacy and AML compliance plans to meet obligations and dealing with any ASIC requisitions and queries.
Our team of specialised Financial Services lawyers will advise on and prepare your Australian Financial Services Licence application. Working with ASIC over many years they have prepared licence applications from the most complex to the straight forward and maintained a 100% AFSL issuance success rate.
Ongoing Compliance Support
Kit Legal specialises in providing ongoing compliance support for AFSL holders. Provided via our custom built Digital Compliance Platform, tailored compliance documentation and up to date content created by our expert financial services lawyers is offered at a manageable monthly subscription. Monthly subscriptions start at $400 (ex GST) for Limited AFSL holders up to $850 (ex GST) for Financial Planning practices with multiple advisors and Wholesale AFS Licensees and will ensure you are on top of your regulatory obligations.
Want to chat through the AFSL application process?
One of team will be in touch to provide you with the info you need.
Let us know a little bit about you and we will be in touch!
Meet our specialist AFSL application team.
Founder & Head of Legal
Kate Le Gallez
“Approachable, practical compliance solutions”.
– Kit Legal AFSL Application and Ongoing Compliance Client.
We assist many types of businesses to obtain and maintain their AFSL.
- Financial Planners
- Wholesale Funds
- Wealth Advisors